Links to documents
Federal laws and ordinances
Federal Act on Collective Investment Schemes (CISA)
Collective Investment Schemes Ordinance (CISO)
Ordinance of 18 November 2009 on the professional practice of financial intermediation (VBF)
Directives, guides, circulars and checklists issued by FINMA
Distribution under the Collective Investment Schemes legislation - Circular 2013/09
Swiss Funds & Asset Management Association (SFAMA)
Self-Regulation & Model documents: Code of conduct
Swiss Banking Association
Guidelines on the duty to keep documentary records according to section 24(3) CISA E